As filed with the Securities and Exchange Commission on September 16, 2014

 

 

 

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 8-A

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 


 

Smart & Final Stores, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware

 

80-0862253

(State of incorporation or
organization)

 

(I.R.S. Employer
Identification No.)

 

600 Citadel Dr.
Commerce, CA

 

90040

(Address of principal executive
offices)

 

(Zip Code)

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class to be so registered

 

Name of each exchange on which each class
is to be registered

Common Stock, par value $0.001 per share

 

The New York Stock Exchange

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box.  x

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box.  o

 

Securities Act registration statement file number to which this form relates:  333-196931

 

Securities to be registered pursuant to Section 12(g) of the Act:

 

None

Title of Class

 

 

 



 

Item 1.                                 Description of Registrant’s Securities to be Registered.

 

The description of the common stock, par value $0.001 per share, of Smart & Final Stores, Inc. (the “Registrant”), as included under the caption “Description of Capital Stock” in the prospectus forming a part of the Registration Statement on Form S-1, as originally filed with the Securities and Exchange Commission (the “Commission”) on June 20, 2014 (Registration No. 333-196931), including exhibits, and as may be subsequently amended from time to time (the “Registration Statement”), is hereby incorporated by reference.  In addition, the above-referenced description included in any prospectus relating to the Registration Statement filed with the Commission pursuant to Rule 424(b) under the Securities Act of 1933, as amended, shall be deemed to be incorporated by reference herein.

 

Item 2.                                 Exhibits.

 

None.

 

2



 

SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Date: September 16, 2014

SMART & FINAL STORES, INC.

 

 

 

 

 

 

 

By:

/s/ Richard N. Phegley

 

 

Name:

Richard N. Phegley

 

 

Title:

Senior Vice President and Chief Financial Officer

 

3


Document Format Files

Seq Description Document Type Size
1 8-A12B a14-15424_68a12b.htm 8-A12B 22007
  Complete submission text file 0001104659-14-066554.txt   23134